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FINRA

Helpful information regarding fingerprinting for The Financial Industry Regulatory Authority (FINRA)

General

  • Can Sterling Identity help with a name-based check?
  • I received a Partner Validation Error, why did this happen? How can I correct it?
  • What is a CRD number?
  • How much does FINRA fingerprinting cost?
  • What is FINRA Screening?
  • Who is required to be fingerprinted for FINRA?
See all 7 articles

Account

  • Ordering Hard Cards
  • How does my FINRA firm sign up for a Sterling account? What information should I provide?
  • What is an Org ID number? Why does Sterling need my Org ID number?
  • How will my employees get fingerprinted?

Manage

  • How do I complete my FINRA fingerprinting card?
  • Does my company need to purchase Sterling Identity equipment?
  • How long does it take FINRA to update a candidate’s status in the CRD/FPRD?
  • How do I check the status of a FINRA candidate’s background check?
  • Why are my FINRA fingerprints marked “illegible,” and how do I fix it?
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